Fee-Based Asset Management

We are proud to offer LPL Financial’s Strategic Wealth Management (SWM) account. Through SWM, we can personalize your portfolio by choosing from among more than 10,000 no-load/load-waived mutual funds and Exchange Traded Funds (ETFs).

You will also have access to individual stocks and bonds. SWM provides you with the assurance of knowing your goal and our goal is the SWMe: the long-term growth of your assets. Instead of commissions*, you pay a low
annual fee: a percentage of the market value of your account, and we earn an annual fee based on the market value of the account.

As your account grows and you are rewarded by its increased value, so too are we rewarded by earning your business long-term through seeking to provide successful investment advice and value added services. As time passes and your needs or objectives change, SWM is designed to allow your assets to be easily rebalanced and properly reflect your appropriate, individually tailored investment portfolio. SWM also offers an easy way to follow your portfolio’s progress. SWM uses an easy-to-understand, consolidated quarterly statement broken down by asset class. This report offers clearly presented, consolidated information about all of your SWM investments. What’s more, it offers an excellent opportunity for you and us to review your investment mix and determine if it still reflects your long-term objectives. This flexibility, offered by the SWM program, is one of its most important features.