David Moeller, CIMA

David Moeller, CIMA

Director of Investment Planning

281-601-4397

david.moeller@lpl.com

David Moeller joined Symphony Financial Ltd. Co. in 2014 as the Director of Investment Planning. Symphony Financial Ltd. Co. is a registered investment advisor located in Houston, TX focused on helping high net worth families manage all aspects of their financial life.

David heads the Investment Planning department which provides asset management strategies for the firm’s investment clients. David was a financial advisor starting in 2004 and has held asset management roles with retail financial advisors since 2006. He has worked with LPL Financial aligned advisors since 2009.

Education 

New York University Stern School of Business

Investment Philosophies, Corporate Finance, and Advanced Valuation (est 2026)

University of Pennsylvania The Wharton School of Business

Certified Investment Management Analyst CIMA® (2012)

 Texas State University McCoy School of Business

Bachelor of Business Administration, Finance (2004)

Member

 Financial Services Institute

Investment Management Consulting Association

Financial Management Association  

Licenses 

Uniform Investment Adviser Law Examination Series 65 held with Symphony Financial, Ltd. Co.

Securities Industry Essentials Examination SIE

General Securities Representative Examination Series 7 held with LPL Financial

Uniform Combined State Law Examination Series 66 held with LPL Financial and Symphony Financial Ltd. Co.